FINRA compliant Website archiving plugin?

  • hanesworthy

    (@hanesworthy)


    9 years ago

    Does anyone have any information about plugins for archiving financial advisors’ websites to stay compliant with SEC/FINRA regulations?

    There seem to be many financial advisors using WordPress, and I am considering migrating our website, but there seems to be no information on how to do so while staying compliant.

    Does anyone have any information on this?

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  • For edits that must be submitted, reviewed, approved and published by a third party compliance department, look at Oasis Workflow plugin.

    For automated daily digital snapshots of your website and code look into PageFreezer. PageFreezer also has the option to manually initiate an archive.

    You might also want to look into a design firm such as Advisor Designs to help you explain this to your compliance department and help set this up for you.

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